People

David qualified as a solicitor in 2000 and joined the firm in 2009 as a partner, specialising in the financial services regulatory field. Prior to joining the firm, David was a managing director at an international investment bank, where he held a number of complementary senior level roles.

David has a wide range of financial services regulatory and compliance experience and advises a broad client base on financial services regulatory issues.

David's recent experience includes advising:

• a listed financial institution through a series of complex and urgent regulatory/compliance issues;
• a major bank on key strategic regulatory and compliance issues in connection with a newly-established business division;
• an e-money issuer on a range of innovative, new-to-market products;
• a financial institution on the investment research regime and assisting with the formulation of related procedures and policies;
• an asset management firm on complex market abuse issues; and
• a large bank on regulatory capital and liquidity issues.

David is a member of the City of London Law Society Regulatory Law Committee.