FSA rules and guidance
We routinely assist clients with the application and interpretation of the FSA rules and other relevant laws and regulations. We also advise on the practical implications of forthcoming regulatory developments.
Our range of services includes:
- application and interpretation of FSA rules, guidance and other relevant laws and regulations;
- practical implications of forthcoming regulatory developments;
- advising on a wide range of topics, including market abuse/insider dealing, regulatory capital, EU passporting, AML, systems and controls, conflicts of interest, financial promotions and 'fit and proper' issues;
- providing boundary guidance to clients who are keen to understand what they are able to do without requiring FSA authorisation; and
- providing clear practical guidance on ground-breaking initiatives and proposals.
