UK financial services industry: operating in the EU after BrexitLora Froud, Tim Plews, Alexandra Green, Rachel Serene 03 Feb 2020
The United Kingdom is no longer a member of the European Union. After three years of settling the departure terms, the negotiation of future terms finally begins.
UK financial services industry: access to EU markets after the 2019 general electionTim Plews, Rachel Serene 16 Dec 2019
Brexit is now a reality for Q1 2020: this brings the detailed negotiation of the UK-EU future relationship to front of stage.
MLD5: key changes and actions for firmsTim Plews, Rachel Serene 06 Dec 2019
The UK is required to implement the Fifth Money Laundering Directive (MLD5) into national law by 10 January 2020.
The FCA flexes its PROD muscles and stores up future trouble for investment distributorsTim Plews, Paul Ellison, Lora Froud, Alexandra Green 22 Aug 2019
In a supervisory notice dated 2 August 2019, the Financial Conduct Authority (FCA) imposed requirements on the terms of the Part 4A permission held by SVS Securities (SVS), an...