Financial Services Regulation
Advising regulated entities on regulatory requirements
We help financial institutions navigate the complexities of regulation, so they can stay focused on achieving their commercial goals. Whether advising on governance, systems, product and services launches, restructuring, regulatory approvals or supervisory and enforcement matters, our team delivers practical, strategic advice informed by deep industry experience.
We advise clients across the full range of financial services regulation, both contentious and non-contentious, by working seamlessly with our Financial Services Disputes team.
Our practice is recognised for its work with institutional asset managers and hedge funds, wealth managers and advisory firms, platform service providers, banks, insurance groups, mortgage providers and corporate finance advisers as well as family offices. We support clients at board and senior management level with all their regulatory needs.
We help clients anticipate risk, execute commercial strategies and engage effectively with regulators, including in the context of skilled persons appointments, information requests and voluntary requirement notices.
Our lawyers bring market insight, technical expertise and experience to help clients stay ahead of change. We provide bespoke training, horizon scanning and strategic input on new regulation, such as the Consumer Duty, the Investment Firm Prudential Regime and AIFMD II.
