Jie Clues-Low Associate

Jie is an associate in the financial services regulatory team. Jie advises domestic and international financial institutions, and wealth and asset managers on a wide spectrum of legal and regulatory matters.

Her most recent area of focus is investor protection, including advising on the Consumer Duty and financial promotion restrictions. She also has extensive experience providing advice and support in relation to the UK licensing perimeter, MiFID, AIFMD and the Senior Managers and Certification Regime (SMCR). Jie also regularly works on UK FCA applications, such as authorisations, variations of permissions and change in control.

Jie was recently seconded to the wealth management division of a leading international financial institution, where she supported on the firm’s implementation of the Consumer Duty and provided day-to-day regulatory support to the retail customer banking business. Prior to this, Jie also completed a secondment to the sales and trading division of an international investment bank, with a focus on FX and rates investment products and services.