02 October 2014
Dealing commission and best execution: action points for portfolio managers
The FCA's regulatory spotlight is on investment managers' use of dealing commission and the best execution obligation, and MiFID II reforms will keep them at the fore.
Recent pronouncements from the FCA include its discussion paper on the use of dealing commission and the report on its thematic review on best execution. This briefing sets out key messages and action points for portfolio managers gleaned from these papers.
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