10 October 2016
Latest from the FCA: More to do on market abuse
In its latest issue of Market Watch the FCA makes some observations about market abuse awareness and controls in relation to market makers which have broader relevance to firms with market abuse risks on their radar.
In this briefing we highlight some of the key messages for firms - some will be familiar, yet the FCA continues to find failings in these areas. Ignorance is no excuse and firms should take heed.
This note outlines the key findings from Market Watch No. 51.
More information
Downloads
Register your interest