Max Hobbs Solicitor

Max advises a range of clients on regulatory compliance and engagement with the FCA.

This includes the on-going compliance obligations of FCA authorised firms, applications for FCA authorisation and compliance with European legislation such as MiFID II and MLD4.

Max also advises and assists on the regulatory aspects of corporate transactions including regulatory due diligence, FCA change in control applications and applications for the cancellation of FCA permissions.